Textual Modalities for: Security transfer agents
Records: Showing 20 of 902 total records
Page: 12 of 46
| Code | Title | Description | Source | Word Counts | URL |
|---|---|---|---|---|---|
| 628902.0 | Staff Responses to Questions About the Custody Rule - SEC.gov | Q: A transfer agent to a mutual fund is permitted to be used in lieu of a qualified custodian with r... | Total words: 10,216 | security: 7 | transfer: 15 | agents: 2 | View | |
| 628902.0 | Transfer Agency Agreement - SEC.gov | 1.1: Transfer Agency Services. Subject to the terms and conditions set forth in this Agreement, each... | Total words: 9,444 | security: 13 | transfer: 210 | agents: 15 | View | |
| 628902.0 | Redeeming Treasury Marketable Securities — TreasuryDirect | The full term of Treasury marketable securities varies from a few weeks for some bills to 30 years f... | Total words: 331 | security: 14 | transfer: 1 | View | |
| 628902.0 | Notice of Filing of Proposed Rule Change by the New York Stock Exchange ...PDF | A DRS is a system that allows an investor to establish either through the issuer's transfer agent or... | Total words: 1,980 | security: 3 | transfer: 15 | agents: 5 | View | |
| 628902.0 | Conduct of Polygraph Examinations for Personnel Security Vetting - DNIPDF | 13467; EO 13526; Security Executive Agent Directive 2; and other applicable provisions of law. B. PU... | Total words: 2,084 | security: 26 | transfer: 2 | View | |
| 628902.0 | Forms for Treasury Marketable Securities — TreasuryDirect | Apply for relief on account of loss, theft, or destruction of United States registered securities an... | Total words: 1,410 | security: 2 | transfer: 5 | View | |
| 628902.0 | Forms for Treasury Marketable Securities — TreasuryDirect | Apply for relief on account of loss, theft, or destruction of United States registered securities an... | Total words: 1,410 | security: 2 | transfer: 5 | View | |
| 628902.0 | MCL - Section 441.108 - Michigan Legislature | (b) This act applies to the rights and duties of a person other than the corporation and its transfe... | Total words: 155 | security: 5 | transfer: 4 | agents: 2 | View | |
| 628902.0 | Security Plan Guidance: - select agents | The Federal Select Agent Program oversees the possession, use and transfer of select agents and toxi... | Total words: 319 | security: 8 | agents: 3 | View | |
| 628902.0 | Security Plan Guidance | Compliance | Federal Select Agent Program | The Federal Select Agent Program oversees the possession, use and transfer of select agents and toxi... | Total words: 329 | security: 11 | agents: 1 | View | |
| 628902.0 | Nanoparticle-based chemical exchange saturation transfer (CEST) agents | The frequency-encoding property of chemical exchange saturation transfer (CEST) agents places them i... | Total words: 1,277 | transfer: 8 | agents: 15 | View | |
| 628902.0 | Bay City Transfer Agency and Registrar, Inc. and Nitin M. AmerseyPDF | transfer agent and again within 60 calendar day s following the date on which information reported i... | Total words: 2,174 | security: 3 | transfer: 16 | View | |
| 628902.0 | eCFR :: 31 CFR 363.43 -- What are the procedures for certifying my ... | The Code of Federal Regulations (CFR) is the official legal print publication containing the codific... | Total words: 1,873 | security: 7 | transfer: 3 | agents: 3 | View | |
| 628902.0 | Mobile Agent Security - NIST | Mobile Agent Security. Published. October 1, 1999. Author(s) ... transfer itself to another agent-en... | Total words: 303 | security: 8 | transfer: 1 | View | |
| 628902.0 | FS Form 5178 Legacy Treasury Direct TRANSACTION REQUEST - REGINFO.GOV | Mark the box next to each transaction requested and show the information as it should appear on your... | Total words: 2,646 | security: 4 | transfer: 3 | agents: 2 | View | |
| 628902.0 | H. Financial Statement Requirements in Filings Involving the Guarantee ...PDF | certain registered transfer agents in respect of the "turnaround" of "routine" items presented for t... | Total words: 20,086 | security: 34 | transfer: 426 | agents: 189 | View | |
| 628902.0 | Continental Stock Transfer and Trust Company, and Michael Nelson | I. The Securities and Exchange Commission ("Commission") deems it appropriate and in the public inte... | Total words: 1,025 | transfer: 8 | View | |
| 628902.0 | Legacy Treasury Direct — TreasuryDirect | Transfer securities from outside Legacy Treasury Direct into your Legacy Treasury Direct account. Ye... | Total words: 770 | security: 5 | transfer: 5 | View | |
| 628902.0 | Guidance Documents | Compliance | Federal Select Agent Program | This document provides guidance for developing and implementing robust information systems controls ... | Total words: 777 | security: 6 | transfer: 4 | agents: 10 | View | |
| 628902.0 | Lentiviruses as gene transfer agents for delivery to non ... - PubMed | Lentiviral vectors are proving to be effective agents for the direct delivery and sustained expressi... | Total words: 1,107 | transfer: 4 | agents: 2 | View |
Page 12 of 46 (902 records)