Textual Modalities for: Personal service brokers
Records: Showing 20 of 1102 total records
Page: 28 of 56
| Code | Title | Description | Source | Word Counts | URL |
|---|---|---|---|---|---|
| 738901.2 | 2716 Federal Register /Vol. 70, No. 10/Friday, January 14, 2005 ...PDF | 2716 Federal Register/Vol. 70, No. 10/Friday, January 14, 2005/Proposed Rules 1 15 U.S.C. 80b. Unles... | Total words: 29,324 | personal: 15 | service: 17 | brokers: 23 | View | |
| 738901.2 | SEC.gov | SEC Charges 11 Wall Street Firms with Widespread ... | The Securities and Exchange Commission today announced charges against 10 firms in their capacity as... | Total words: 941 | personal: 2 | View | |
| 738901.2 | Application for Real Estate Broker License by an Individual | Brokers should be familiar with and follow the duties set out in Rule 535.2 . A broker should also b... | Total words: 9,112 | personal: 1 | service: 25 | brokers: 33 | View | |
| 738901.2 | Major Group 62: Security And Commodity Brokers, Dealers, Exchanges, And ... | SIC Search Major Group 62: Security And Commodity Brokers, Dealers, Exchanges, And Services This maj... | Total words: 146 | brokers: 7 | View | |
| 738901.2 | Money Services Business Definition - FinCEN.gov | The term "money services business" includes any person doing business, whether or not on a regular b... | Total words: 277 | service: 1 | View | |
| 738901.2 | Certain Broker-Dealers Deemed Not To Be Investment Advisers - SEC.govPDF | dealer or to its brokerage services if the broker or dealer charges a separate fee or separately con... | Total words: 39,193 | personal: 13 | service: 24 | brokers: 44 | View | |
| 738901.2 | Real estate designated brokers - WA State Licensing (DOL) | Additional services. Exam: Real estate brokers. Learn how to take the real estate broker exam. Laws ... | Total words: 462 | brokers: 13 | View | |
| 738901.2 | File a Complaint - Department of Financial Services | Consumer ComplaintsUse our online Consumer Complaint Form to file a complaint with DFS about an insu... | Total words: 513 | service: 1 | View | |
| 738901.2 | 231.205-6 Compensation for personal services. - Acquisition.GOV | 231.205-6 Compensation for personal services. (f)(1) In accordance with Section 8122 of Pub. L. 104-... | Total words: 290 | personal: 3 | View | |
| 738901.2 | January 8, 2019 - Regulations.govPDF | an enrollment broker’s myriad of services, thereby, intending the section’s conditions to narrow... | Total words: 1,405 | brokers: 7 | View | |
| 738901.2 | PA 23-84 Changes - CT.gov | Associate Brokers : Public Act 23-84 created a new classification of real estate licensee, the “as... | Total words: 1,849 | personal: 1 | service: 2 | brokers: 12 | View | |
| 738901.2 | Risks Associated with Money Laundering and Terrorist Financing | Deposit brokers provide intermediary services for banks and investors. This activity is considered h... | Total words: 873 | service: 1 | brokers: 14 | View | |
| 738901.2 | Working with a Buyers Agent - CT.gov | Once you place a deposit on a property, those funds must be held in a separate escrow account by you... | Total words: 1,173 | personal: 1 | service: 1 | brokers: 1 | View | |
| 738901.2 | Federal Register :: Commission Guidance Regarding Client Commission ... | Under this temporal standard, communications services related to the execution, clearing, and settle... | Total words: 23,267 | personal: 2 | service: 40 | brokers: 12 | View | |
| 738901.2 | Form of Brokerage Agreement - SEC.gov | 27. CFTC Regulations. You are aware that CFTC Regulation 1.35(a-2)(2) requires you to create, retain... | Total words: 8,425 | personal: 3 | service: 68 | brokers: 4 | View | |
| 738901.2 | Real Estate Advertising Guidelines - WA State Licensing (DOL) | brokerage services provided by any person licensed to the designated broker’s firm. A branch manag... | Total words: 8,549 | personal: 3 | service: 12 | brokers: 46 | View | |
| 738901.2 | Get help applying & more - HealthCare.gov | Agents/brokers. Trained & certified to sell Marketplace health plans in the state they're licensed; ... | Total words: 346 | service: 1 | View | |
| 738901.2 | Study on Investment Advisers and Broker-Dealers - SEC.govPDF | address broker-dealer conflicts in one of three ways: express prohibition; mitigation; or disclosure... | Total words: 91,899 | personal: 10 | service: 26 | brokers: 85 | View | |
| 738901.2 | Online Payment Options - City of Virginia Beach | Per Treasurer's office policy, a returned check charge of $35 is assessed for each returned item and... | Total words: 178 | personal: 1 | View | |
| 738901.2 | DECEMBER 4, 2014 - U.S. Department of DefensePDF | not limited to, the establishment of broker services, training, contract clauses, and broker managem... | Total words: 6,214 | service: 34 | View |
Page 28 of 56 (1102 records)