Textual Modalities for: Security transfer agents
Records: Showing 20 of 902 total records
Page: 6 of 46
| Code | Title | Description | Source | Word Counts | URL |
|---|---|---|---|---|---|
| 628902.0 | Transferring Assets - Investor.gov | For specific questions about a security, the Shareholder Services Department of the company whose sh... | Total words: 829 | security: 2 | transfer: 16 | agents: 3 | View | |
| 628902.0 | Securities and Exchange Commission - SEC.govPDF | prohibit registered transfer agents from effecting any transfer of any equity security registered un... | Total words: 12,670 | security: 56 | transfer: 143 | agents: 38 | View | |
| 628902.0 | SECURITIES AND EXCHANGE COMMISSION - SEC.govPDF | 2 DTC Services) (“OA”)6 in order to amend DTC’s Procedures7 regarding (i) the available method... | Total words: 4,373 | security: 3 | transfer: 85 | agents: 25 | View | |
| 628902.0 | "Restricted" Securities: Removing the Restrictive Legend - SEC.gov | Only a transfer agent can remove a restrictive legend. But the transfer agent won’t remove the leg... | Total words: 333 | transfer: 4 | View | |
| 628902.0 | OPERATIONAL ARRANGEMENTS - SEC.govPDF | date the transfer agent is (a) notified of the effective date, or (b) becomes aware of the terminati... | Total words: 1,514 | security: 4 | transfer: 48 | agents: 8 | View | |
| 628902.0 | UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION SECURITIES ...PDF | address contained in the transfer agent's master securityholder file or customer security account re... | Total words: 2,351 | security: 2 | transfer: 15 | agents: 5 | View | |
| 628902.0 | Biosecurity Training - Veterans AffairsPDF | Access Control • Access control is 24 hours/day, 7 days a week • Photo identification badges iss... | Total words: 3,391 | security: 57 | transfer: 1 | agents: 59 | View | |
| 628902.0 | Alabama Department of RevenuePDF | About the Alabama Designated Agent Training • The designated agent training course is a self-paced... | Total words: 12,449 | security: 40 | transfer: 26 | agents: 12 | View | |
| 628902.0 | Electronic Filing of Transfer Agent Forms - Federal Register | 5. In answering Questions 6 and 7, a “named transfer agent” is a transfer agent engaged by the i... | Total words: 19,767 | security: 8 | transfer: 402 | agents: 197 | View | |
| 628902.0 | SEC.gov | Rule 144: Selling Restricted and Control Securities | Unless this happens, the transfer agent doesn't have the authority to remove the legend and permit e... | Total words: 1,250 | transfer: 4 | View | |
| 628902.0 | SECURITIES AND EXCHANGE COMMISSION August 8, 2006 Notice of the ...PDF | NYSE is also amending Section 601.01 o f the Manual (“Exchange Approval of Transfer Agents and Reg... | Total words: 2,680 | security: 5 | transfer: 23 | agents: 7 | View | |
| 628902.0 | About Us | Federal Select Agent Program | 2001-2002. After five people died from the anthrax attacks of 2001, Congress passed: The USA PATRIOT... | Total words: 1,438 | security: 7 | transfer: 5 | agents: 36 | View | |
| 628902.0 | Private Security – Firearms Certificate Agency TransferPDF | Agency Transfer Private Security Guards, Private Investigators, Bail Bond Recovery Agents . CJTC For... | Total words: 1,972 | security: 17 | transfer: 3 | agents: 4 | View | |
| 628902.0 | FS Form 5444 TreasuryDirect Account AuthorizationPDF | SECURITIES TRANSFER AGENTS MEDALLION PROGRAM [Bar Code] A Bank Address Stamp is NOT an acceptable fo... | Total words: 704 | security: 2 | transfer: 1 | agents: 3 | View | |
| 628902.0 | GUIDANCE ON THE TRANSFER OF SELECT AGENTS AND TOXINSPDF | APHIS/CDC Form 2: Request to Transfer Select Agents and Toxins . can be submitted directly using ele... | Total words: 2,011 | security: 2 | transfer: 7 | agents: 32 | View | |
| 628902.0 | SEC Adopts Rules to Facilitate Smaller Companies’ Access to Capital | The final rules, often referred to as Regulation A+, provide for two tiers of offerings: Tier 1, for... | Total words: 1,290 | transfer: 1 | View | |
| 628902.0 | FAQ: Security | Compliance | Federal Select Agent Program | CDC | The Federal Select Agent Program oversees the possession, use and transfer of select agents and toxi... | Total words: 4,049 | security: 89 | agents: 31 | View | |
| 628902.0 | Section 382-A:8-208 Effect of Signature of Authenticating Trustee ... | 382-A:8-208 Effect of Signature of Authenticating Trustee, Registrar, or Transfer Agent. – (a) A p... | Total words: 164 | security: 5 | transfer: 3 | View | |
| 628902.0 | FAQ: APHIS/CDC Form 2 Transfers | Compliance - select agents | The select agent regulations do not require the use of a commercial carrier for select agent shipmen... | Total words: 4,139 | security: 6 | transfer: 55 | agents: 52 | View | |
| 628902.0 | Ch. 520 MN Statutes - MN Revisor's Office | A corporation or transfer agent registering a security in the name of a person who is a fiduciary or... | Total words: 3,398 | security: 21 | transfer: 45 | agents: 3 | View |
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