Textual Modalities for: Personal service brokers
Records: Showing 20 of 1102 total records
Page: 6 of 56
| Code | Title | Description | Source | Word Counts | URL |
|---|---|---|---|---|---|
| 738901.2 | Rules and Laws - TREC | Brokers should be familiar with and follow the duties set out in Rule 535.2 . A broker should also b... | Total words: 23,364 | personal: 3 | service: 22 | brokers: 47 | View | |
| 738901.2 | Duties, Duration, And Termination Of Relationship Between Broker Or ... | 37-51-313.. Duties, duration, and termination of relationship between broker or salesperson and buye... | Total words: 1,489 | personal: 2 | brokers: 3 | View | |
| 738901.2 | Handling Accounting of Trust Money Now Explained in Three New Rules | The fiduciary responsibilities of brokers in the handling of funds belonging to others are defined i... | Total words: 1,482 | personal: 2 | brokers: 7 | View | |
| 738901.2 | Broker-in-Charge Best Practices Guide - NCRECPDF | Broker-in-Charge (BIC) – The Broker who has been designated as the primary person having sole resp... | Total words: 8,676 | personal: 16 | service: 6 | brokers: 32 | View | |
| 738901.2 | Permissible Sharing of Client Records by Customs Brokers | Because messenger/delivery services are also ancillary to the conduct of “customs business,” CBP... | Total words: 4,801 | personal: 1 | service: 18 | brokers: 44 | View | |
| 738901.2 | Code of Virginia Code - Article 1. Regulation of Real Estate Brokers ... | Article 1. Regulation of Real Estate Brokers, Salespersons and Rental Location Agents. § 54.1-2100.... | Total words: 8,578 | personal: 1 | service: 11 | brokers: 32 | View | |
| 738901.2 | North Carolina Real Estate CommissionPDF | ... | Total words: 95,138 | personal: 33 | service: 125 | brokers: 190 | View | |
| 738901.2 | Licensing & CE | Department of Insurance, SC - Official Website | Producers, Brokers, Agencies, Appointments, Adjusters, Public Adjusters, Portable Electronics, Self-... | Total words: 238 | brokers: 1 | View | |
| 738901.2 | Business Entity Broker - TREC | Broker Assumed Business Name (DBA) is another name for the broker’s business that can be used by a... | Total words: 738 | service: 1 | brokers: 3 | View | |
| 738901.2 | eCFR :: 19 CFR Part 111 Subpart C -- Duties and Responsibilities of ... | A broker who was formerly an officer or employee in U.S. Government service must not represent a cli... | Total words: 6,462 | personal: 4 | service: 5 | brokers: 32 | View | |
| 738901.2 | Separate Accounts and Accounting | Division of Real Estate - Colorado | When receiving any of these monies from services other than real estate brokerage services brokers m... | Total words: 776 | personal: 2 | service: 1 | brokers: 7 | View | |
| 738901.2 | About Form 1099-B, Proceeds from Broker and Barter Exchange ... | Information about Form 1099-B, Proceeds from Broker and Barter Exchange Transactions (Info Copy Only... | Total words: 338 | service: 1 | View | |
| 738901.2 | Investor Bulletin: How to Open a Brokerage Account | Brokers generally request personal information from their customers, including financial and tax ide... | Total words: 2,277 | personal: 2 | brokers: 8 | View | |
| 738901.2 | PART 140 REGULATIONS UNDER THE ILLINOIS BUSINESS BROKERS ACT OF 1995 | Section 140.808 Exemption for Real Estate Brokers and Real Estate Salespersons – Services Incident... | Total words: 538 | service: 2 | brokers: 7 | View | |
| 738901.2 | PROTECTING THE PUBLIC FROM DATA BROKERS IN THE SURVEILLANCE INDUSTRYPDF | and their business practices. Data brokers, firms that collect, aggregate, sell, resell, license, or... | Total words: 1,709 | personal: 2 | brokers: 14 | View | |
| 738901.2 | Long Term Support Services - Home Care Unit - Nevada | Agency Model: Provider Type 30 – Personal Care Services Provider Agency; Self Directed Services Mo... | Total words: 704 | personal: 6 | service: 2 | View | |
| 738901.2 | Guide to Broker-Dealer Registration - SEC.gov | These measures could include the use of disclaimers clearly indicating that the broker-dealer's busi... | Total words: 13,835 | personal: 4 | service: 3 | brokers: 29 | View | |
| 738901.2 | Dual Agency: When Is It Appropriate? - NCREC Bulletins | The broker’s client may object, considering the information that the client has previously given t... | Total words: 1,243 | personal: 2 | service: 1 | brokers: 8 | View | |
| 738901.2 | What is a Broker Dealer? - SEC.govPDF | ... | Total words: 767 | brokers: 4 | View | |
| 738901.2 | Study on Investment Advisers and Broker-Dealers - SEC.govPDF | address broker-dealer conflicts in one of three ways: express prohibition; mitigation; or disclosure... | Total words: 91,899 | personal: 10 | service: 26 | brokers: 85 | View |
Page 6 of 56 (1102 records)