Textual Modalities for: Security transfer agents
Records: Showing 20 of 902 total records
Page: 8 of 46
| Code | Title | Description | Source | Word Counts | URL |
|---|---|---|---|---|---|
| 628902.0 | Staff Responses to Questions About the Custody Rule - SEC.gov | Q: A transfer agent to a mutual fund is permitted to be used in lieu of a qualified custodian with r... | Total words: 10,089 | security: 7 | transfer: 15 | agents: 2 | View | |
| 628902.0 | FTA Update and Transition Status - Small Business AdministrationPDF | The Fiscal Transfer Agent (FTA) of the SBA’s 7(a) Loan Guaranty Program is changing About Colson S... | Total words: 1,244 | security: 2 | transfer: 3 | View | |
| 628902.0 | Transfer Agency and Services Agreement - SEC.gov | The Transfer Agent agrees to cooperate with the Fund’s reasonable requests to perform a security a... | Total words: 6,022 | security: 7 | transfer: 123 | agents: 15 | View | |
| 628902.0 | eCFR :: 31 CFR Part 363 -- Regulations Governing Securities Held in ... | The Code of Federal Regulations (CFR) is the official legal print publication containing the codific... | Total words: 21,101 | security: 183 | transfer: 90 | agents: 5 | View | |
| 628902.0 | SEC.govTXT | One of the major functions of a transfer agent is to transfer the security from the seller to the bu... | Total words: 5,742 | security: 8 | transfer: 214 | agents: 108 | View | |
| 628902.0 | BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEMPDF | COMPANY TRANSFER AGENTS Section 3(a)(34)(B) of the Securities Exchange Act of 1934 (“the Act”)(1... | Total words: 1,859 | security: 2 | transfer: 27 | agents: 18 | View | |
| 628902.0 | 17 CFR Part 249b -- Further Forms, Securities Exchange Act of 1934 | This form shall be used for application for registration as a transfer agent and for amendment to re... | Total words: 1,905 | transfer: 12 | agents: 4 | View | |
| 628902.0 | Career Frequently Asked Questions (FAQs) | ICE | SEVP is a part of the National Security Investigations Division and acts as a bridge for government ... | Total words: 7,377 | security: 33 | transfer: 1 | agents: 17 | View | |
| 628902.0 | eCFR :: 42 CFR Part 73 -- Select Agents and Toxins | The Code of Federal Regulations (CFR) is the official legal print publication containing the codific... | Total words: 15,289 | security: 74 | transfer: 30 | agents: 121 | View | |
| 628902.0 | Laboratory Security and Emergency Response Guidance for Laboratories ...PDF | — receipt of select agents into the laboratory; — transfer or shipping of select agents from the... | Total words: 3,925 | security: 63 | transfer: 10 | agents: 50 | View | |
| 628902.0 | Security Plan Guidance: RO Reporting | Compliance | Federal Select ... | The Federal Select Agent Program oversees the possession, use and transfer of select agents and toxi... | Total words: 522 | security: 10 | transfer: 1 | agents: 6 | View | |
| 628902.0 | TreasuryDirect® Transfer RequestPDF | Transfer . ALL. securities for the above TreasuryDirect account. Transfer the securities described o... | Total words: 2,859 | security: 6 | transfer: 45 | agents: 3 | View | |
| 628902.0 | Transfer Agent Data Sets - SEC.gov | The Transfer Agent Data Sets below provide the structured data from transfer agent registration and ... | Total words: 815 | transfer: 9 | agents: 2 | View | |
| 628902.0 | Investor Bulletin - SEC.govPDF | When a security certificate is retired, such as . when a bond is redeemed or ownership of stock is t... | Total words: 1,246 | security: 1 | transfer: 17 | agents: 5 | View | |
| 628902.0 | Cayman Transfer Agency and Service Agreement with State Street - SEC.gov | Exhibit (h)(4) Execution Copy . TRANSFER AGENCY AND SERVICE AGREEMENT . THIS AGREEMENT is made as of... | Total words: 5,112 | security: 4 | transfer: 112 | agents: 16 | View | |
| 628902.0 | Testimony of the Securities and Exchange Commission Before the United ... | The Division oversees 25 national securities exchanges, 108 alternative trading systems, about 3,400... | Total words: 4,504 | transfer: 2 | agents: 2 | View | |
| 628902.0 | Federal Register :: Rule 17Ad-17; Transfer Agents', Brokers', and ... | Section 17A(g)(1)(D)(ii) defines “paying agent” to include “any issuer, (print page 16708) tra... | Total words: 7,276 | security: 28 | transfer: 55 | agents: 76 | View | |
| 628902.0 | Illinois Compiled Statutes - Illinois General Assembly | (760 ILCS 70/2) (from Ch. 32, par. 439.51) Sec. 2. Assignment to a fiduciary. A corporation making a... | Total words: 1,193 | security: 16 | transfer: 18 | agents: 1 | View | |
| 628902.0 | Federal Select Agent Program | The Federal Select Agent Program oversees the possession, use and transfer of select agents and toxi... | Total words: 330 | security: 3 | transfer: 2 | agents: 6 | View | |
| 628902.0 | SEC.gov | Understand and Utilize EDGAR Applicant Types | Security-Based Swap Dealer and Major Security-Based Swap Participant—Any person that is a "securit... | Total words: 973 | transfer: 2 | agents: 1 | View |
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